BTE Trade

Regulatory

Investor charter

Your rights as a client, what we undertake to do, and the timelines we hold ourselves to.

TBD — publish the official text verbatim

SEBI issues a standard Investor Charter for Research Analysts and a separate one for Investment Advisers, and intermediaries are expected to publish the official text as issued rather than a paraphrase. The structure below is a scaffold so the page exists and is linked correctly; before go-live, replace each section with the current official wording for whichever registration is granted — RA, IA, or both as separate sections.

Vision

TBD — official vision statement.

Mission

TBD — official mission statement.

Services we provide

  • Publication of short-term equity research to subscribers of the relevant plan.
  • Entry, stop-loss and target levels with each recommendation.
  • Follow-up messages covering revisions, partial exits and closures.
  • Issue of a GST invoice for every fee received.
  • Maintenance of records as required by our registration.
  • TBD — align this list with the official charter wording.

Rights of investors

  • To receive services with due skill, care and diligence.
  • To receive full and fair disclosure of any conflict of interest.
  • To be charged only the fees agreed, through a permitted mode of payment.
  • To confidentiality of personal information, except where disclosure is legally required.
  • To have grievances redressed within the stated timelines, and to escalate to SEBI if they are not.
  • TBD — align with the official charter wording.

What investors should do

  • Deal only with an intermediary registered with SEBI, and verify the registration number independently on the SEBI website.
  • Pay fees only through the disclosed banking channel, and insist on an invoice.
  • Read every disclosure and disclaimer before acting on a recommendation.
  • Keep records of all communications and payments.
  • TBD — align with the official charter wording.

What investors should not do

  • Do not deal with anyone promising assured or guaranteed returns.
  • Do not make payments to an individual's personal account, or to any account not disclosed on this website.
  • Do not share your broker credentials or one-time passwords with anyone, including us. We will never ask.
  • Do not act on any "tip" received by direct message claiming to be from us.
  • TBD — align with the official charter wording.

Service timelines

ActivityTimeline
Acknowledgement of a grievance1 working day
Resolution of a grievance7 working days
Issue of invoice after payment1 working day
Response to a data access or erasure request30 days
TBD — remaining rows per the official charterTBD

Grievance redressal

Our full escalation process, our monthly complaints data, and links to SEBI SCORES and the Smart ODR portal are on the grievance redressal page.

Registration granted by SEBI, enlistment as an IA/RA with the Exchange and certification from NISM in no way guarantee the performance of the intermediary or provide any assurance of returns to investors.

Investments in securities markets are subject to market risks. Read all the related documents carefully before investing.